It is strange, but nobody seems to have told us what exactly is the proper business of criticism. There are many critics who might tell us, but for the most part they are amateurs. So have the critics nearly always been amateurs; including the best ones. They have not been trained to criticism so much as they have simply undertaken a job for which no specific qualifications were required. It is far too likely that what they call criticism when they produce it is not the real thing.
There are three sorts of trained performers who would appear to have some of the competence that the critic needs. The first is the artist himself. He should know good art when he sees it; but his understanding is intuitive rather than dialectical—he cannot very well explain his theory of the thing. It is true that literary artists, with their command of language, are better critics of their own art than are other artists; probably the best critics of poetry we can now have are the poets. But one can well imagine that any artist's commentary on the art-work is valuable in the degree that he sticks to its technical effects, which he knows minutely, and about which he can certainly talk if he will.
The second is the philosopher, who should know all about the function of the fine arts. But the philosopher is apt to see a lot of wood and no trees, for his theory is very general and his acquaintance with the particular works of art is not persistent and intimate, especially his acquaintance with their technical effects. Or at least I suppose so, for philosophers have not proved that they can write close criticism by writing it; and I have the feeling that even their handsome generalizations are open to suspicion as being grounded more on other generalizations, those which form their prior philosophical stock, than on acute study of particulars.
The third is the university teacher of literature, who is styled professor, and who should be the very professional we need to take charge of the critical activity. He is hardly inferior as critic to the philosopher, and perhaps not on the whole to the poet, but he is a greater disappointment because we have the right to expect more of him. Professors of literature are learned but not critical men. The professional morale of this part of the university staff is evidently low. It is as if, with conscious or unconscious cunning, they had appropriated every avenue of escape from their responsibility which was decent and official; so that it is easy for one of them without public reproach to spend a lifetime in compiling the data of literature and yet rarely or never commit himself to a literary judgment.
Nevertheless it is from the professors of literature, in this country the professors of English for the most part, that I should hope eventually for the erection of intelligent standards of criticism. It is their business.
Criticism must become more scientific, or precise and systematic, and this means that it must be developed by the collective and sustained effort of learned persons—which means that its proper seat is in the universities.
Scientific: but I do not think we need be afraid that criticism, trying to be a sort of science, will inevitably fail and give up in despair, or else fail without realizing it and enjoy some hollow and pretentious career. It will never be a very exact science, or even a nearly exact one. But neither will psychology, if that term continues to refer to psychic rather than physical phenomena; nor will sociology, as Pareto, quite contrary to his intention, appears to have furnished us with evidence for believing; nor even will economics. It does not matter whether we call them sciences or just systematic studies; the total effort of each to be effective must be consolidated and kept going. The studies which I have mentioned have immeasurably improved in understanding since they were taken over by the universities, and the same career looks possible for criticism.
Rather than occasional criticism by amateurs, I should think the whole enterprise might be seriously taken in hand by professionals. Perhaps I use a distasteful figure, but I have the idea that what we need is Criticism, Inc., or Criticism, Ltd.
The principal resistance to such an idea will come from the present incumbents of the professorial chairs. But its adoption must come from them too. The idea of course is not a private one of my own. If it should be adopted before long, the credit would probably belong to Professor Ronald S. Crane, of the University of Chicago, more than to any other man. He is the first of the great professors to have advocated it as a major policy for departments of English. It is possible that he will have made some important academic history.
Professor Crane published recently a paper of great note in academic circles, on the reform of the courses in English. It appeared in The English Journal, under the title: "History Versus Criticism in the University Study of Literature." He argues there that historical scholarship has been overplayed heavily in English studies, in disregard of the law of diminishing returns, and that the emphasis must now be shifted to the critical.
To me this means, simply: the students of the future must be permitted to study literature, and not merely about literature. But I think this is what the good students have always wanted to do. The wonder is that they have allowed themselves so long to be denied. But they have not always been amiable about it, and the whole affair presents much comic history.
At the University of Chicago, I believe that Professor Crane, with some others, is putting the revolution into effect in his own teaching, though for the time being with a modest program, mainly the application of Aristotle's critical views. (My information on the programme is not at all exact.) The university is an opulent one, not too old to experience waves of reformational zeal, uninhibited as yet by bad traditions. Its department of English has sponsored plenty of old-line scholarship, but this is not the first time it has gone in for criticism. Among its professors is Robert Morss Lovett, probably our best example of an undisputed "scholar" who yet knows how to write, and who has the critical gift if perhaps no particular bias, or set of critical principles. If the department should now systematically and intelligently build up a general school of literary criticism, I believe it would score a triumph that would be, by academic standards, spectacular. I mean that the alive and brilliant young English scholars all over the country would be saying they wanted to go there to do their work. That would place a new distinction upon the university, and it would eventually and profoundly modify the practices of many other institutions. It would be worth even more than Professor Crane's careful presentation of the theory.
This is not the first time that English professors have tilted against the historians, or "scholars," in the dull sense which that word has acquired. They did not score heavily, at those other times. Probably they were themselves not too well versed in the historical studies, so that it could be said with honest concern that they scarcely had the credentials to judge of such matters. At the same time they may have been too unproductive critically to offer a glowing alternative.
The most, important recent diversion from the orthodox course of literary studies was that undertaken by the New Humanists. I regret to think that it was not the kind of diversion which I am advocating; nor the kind approved by Professor Crane, who comments briefly against it. Unquestionably the Humanists did divert, and the refreshment was grateful to anybody who felt resentful for having his literary predilections ignored under the schedule of historical learning. But in the long run the diversion proved to be nearly as unliterary as the round of studies from which it took off at a tangent. No picnic ideas were behind it.
The New Humanists were, and are, moralists; more accurately, historians and advocates of a certain moral system. Criticism is the attempt to define and enjoy the aesthetic or characteristic values of literature, but I suppose the Humanists would shudder at "aesthetic" as hard as ordinary historical scholars do. Did an official Humanist ever make any official play with the term? I do not remember it. The term "art" is slightly more ambiguous, and they have availed themselves of that; with centuries of loose usage behind it, art connotes, for those who like, high seriousness, and high seriousness connotes moral self-consciousness, and an inner check, and finally either Plato or Aristotle.
Mr. Babbitt consistently played on the terms classical and romantic. They mean any of several things each, so that unquestionably Mr. Babbitt could make war on romanticism for purely moral reasons; and his preoccupation was ethical, not aesthetic. It is perfectly legitimate for the moralist to attack romantic literature if he can make out his case; for example, on the ground that it deals with emotions rather than principles, or the ground that its author discloses himself as flabby, intemperate, escapist, unphilosophical, or simply adolescent. The moral objection is probably valid; a romantic period testifies to a large-scale failure of adaptation, and defense of that failure to adapt, to the social and political environment; unless, if the Humanists will consent, it sometimes testifies to the failure of society and state to sympathize with the needs of the individual. But this is certainly not the charge that Mr. T. S. Eliot, a literary critic, brings against romanticism. His, if I am not mistaken, is aesthetic, though he may not ever care to define it very sharply. In other words, the literary critic also has something to say about romanticism, and it might come to something like this: that romantic literature is imperfect in objectivity, or "aesthetic distance," and that out of this imperfection comes its weakness of structure; that the romantic poet does not quite realize the aesthetic attitude, and is not the pure artist. Or it might come to something else. It would be quite premature to say that when a moralist is obliged to disapprove a work the literary critic must disapprove it too.
Following the excitement produced by the Humanist diversion, there is now one due to the Leftists, or Proletarians, who are also diversionists. Their diversion is likewise moral. It is just as proper for them to ferret out class-consciousness in literature, and to make literature serve the cause of loving-comradeship, as it is for the Humanists to censure romanticism and to use the topic, and the literary exhibit, as the occasion of reviving the Aristotelian moral canon. I mean that these are procedures of the same sort. Debate could never occur between a Humanist and a Leftist on aesthetic grounds, for they are equally intent on ethical values. But the debate on ethical grounds would be very spirited, and it might create such a stir in a department conducting English studies that the conventional scholars there would find themselves slipping, and their pupils deriving from literature new and seductive excitements which would entice them away from their scheduled English exercises.
On the whole, however, the moralists, distinguished as they may be, are like those who have quarreled with the ordinary historical studies on purer or more aesthetic grounds: they have not occupied in English studies the positions of professional importance. In a department of English, as in any other going business, the proprietary interest becomes vested, and in old and reputable departments the vestees have uniformly been gentlemen who have gone through the historical mill. Their laborious Ph. D.'s and historical publications are their patents. Naturally, quite spontaneously, they would tend to perpetuate a system in which the power and the glory belonged to them. But English scholars in this country can rarely have better credentials than those which Professor Crane has earned in his extensive field, the Eighteenth Century. It is this which makes his disaffection significant.
It is really atrocious policy for a department to abdicate its own self-respecting identity. The department of English is charged with the understanding and the communication of literature, an art, yet it has usually forgotten to inquire into the peculiar constitution and structure of its product. English might almost as well announce that it does not regard itself as entirely autonomous, but as a branch of the department of history, with the option of declaring itself occasionally a branch of the department of ethics. It is true that the historical and the ethical studies will cluster round objects which for some reason are called artistic objects. But the thing itself the professors do not have to contemplate; and only last spring the head of English studies in a graduate school fabulously equipped made the following impromptu disclaimer to a victim who felt aggrieved at having his own studies forced in the usual direction: "This is a place for exact scholarship, and you want to do criticism. Well, we don't allow criticism here, because that is something which anybody can do."
But one should never speak impromptu in one's professional capacity. This speech may have betrayed a fluttery private apprehension which should not have been made public: that you can never be critical and be exact at the same time, that history is firmer ground than aesthetics, and that, to tell the truth, criticism is a painful job for the sort of mind that wants to be very sure about things. Not in that temper did Aristotle labor towards a critique in at least one branch of letters; nor in that temper are strong young minds everywhere trying to sharpen their critical apparatus into precision tools, in this decade as never before.
It is not anybody who can do criticism. And for an example, the more eminent (as historical scholar) the professor of English, the less apt he is to be able to write decent criticism, unless it is about another professor's work of historical scholarship, in which case it is not literary criticism. The professor may not be without aesthetic judgments respecting an old work, especially if it is "in his period," since it must often have been judged by authorities whom he respects. Confronted with a new work, I am afraid it is very rare that he finds anything particular to say. Contemporary criticism is not at all in the hands of those who direct the English studies. Contemporary literature, which is almost obliged to receive critical study if it receives any at all, since it is hardly capable of the usual historical commentary, is barely officialized as a proper field for serious study.
Here is contemporary literature, waiting for its criticism; where are the professors of literature? They are watering their own gardens, elucidating the literary histories of their respective periods. So are their favorite pupils. The persons who save the occasion, and rescue contemporary literature from the humiliation of having to go without a criticism, are the men who had to leave the university before their time because they felt themselves being warped into mere historians; or those who finished the courses and took their punishment but were tough, and did not let it engross them and spoil them. They are home-made critics. Naturally they are not too wise, these amateurs who furnish our reviews and critical studies. But when they distinguish themselves, as some of them do inevitably since distinction is comparative, the universities which they attended can hardly claim more than a trifling share of the honor.
It is not so in economics, chemistry, sociology, theology, and architecture. In these branches it is taken for granted that criticism of the performance is the prerogative of the men who have had formal training in its theory and technique. The historical method is useful, and may be applied readily to any human performance whatever. But the exercise does not become an obsession with the university men working in the other branches; only the literary scholars wish to convert themselves into pure historians. This has gone far to nullify the usefulness of a departmental personnel larger, possibly, than any other, and of the lavish endowment behind it.
Presumably the departments of English exist in order to communicate the understanding of the literary art. That will include both criticism and also whatever may be meant by "appreciation." This latter term seems to stand for the kind of understanding that is had intuitively, without benefit of instruction, by merely being constrained to spend time in the presence of the literary product. It is true that some of the best work now being done in departments is by the men who do little more than read well aloud, enforcing a private act of appreciation upon the students. One remembers how good a service that may be, thinking perhaps of Professor Copeland of Harvard, or Dean Cross at Greeley Teachers College. And there are men who try to get at the same thing in another way, which they would claim is surer: by requiring a great deal of memory work, in order to enforce familiarity with fine poetry. These might defend their strategy by saying that at any rate the work they required was not as vain as the historical rigmarole which the scholars made their pupils recite, if the objective was really literary understanding and not external information. But it would be a misuse of terms to employ the word instruction for the offices either of the professors who read aloud or of those who require the memory work. The professors so engaged are properly curators, and the museum of which they have the care is furnished with the cherished literary masterpieces, just as another museum might be filled with paintings. They conduct their squads from one work to another, making appropriate pauses or reverent gestures, but their own obvious regard for the masterpieces is somewhat contagious, and contemplation is induced. Naturally they are grateful to the efficient staff of colleagues in the background who have framed the masterpieces, hung them in the proper schools and in the chronological order, and prepared the booklet of information about the artists and the occasions. The colleagues in their turn probably feel quite happy over this division of labor, thinking that they have done the really productive work, and that it is appropriate now if less able men should undertake a little salesmanship.
Behind appreciation, which is private, and criticism, which is public and negotiable, and represents the last stage of English studies, is historical scholarship. It is indispensable. But it is instrumental and cannot be the end itself. In this respect historical studies have the same standing as linguistic studies: language and history are aids.
On behalf of the historical studies. Without them what could we make of Chaucer, for instance? I cite the familiar locus of the "hard" scholarship, the center of any program of advanced studies in English which intends to initiate the student heroically, and once for all, into the historical discipline. Chaucer writes allegories for historians to decipher, he looks out upon institutions and customs unfamiliar to us. Behind him are many writers in various tongues from whom he borrows both forms and materials. His thought bears constant reference to classical and mediaeval philosophies and sciences which have passed from our effective knowledge. An immense labor of historical adaptation is necessary before our minds are ready to make the aesthetic approach to Chaucer.
Or to any author out of our own age. The mind with which we enter into an old work is not the mind with which we make our living, or enter into a contemporary work. It is under sharp restraints, and it is quite differently furnished. Out of our actual contemporary mind we have to cancel a great deal that has come there under modern conditions but was not in the earlier mind at all. This is a technique on the negative side, a technique of suspension; difficult for practical persons, literal scientists, and aggressive moderns who take pride in the "truth" or the "progress" which enlightened man, so well represented in their own instance, has won. Then, on the positive side, we must supply the mind with the precise beliefs and ways of thought it had in that former age, with the specific content in which history instructs us; this is a technique of make-believe. The whole act of historical adaptation, through such techniques, is a marvelous feat of flexibility. Certainly it is a thing hard enough to justify university instruction. But it is not sufficient for an English program.
The achievement of modern historical scholarship in the field of English literature has been, in the aggregate, prodigious. It has also been very nearly sufficient for whatever literary use it may be conceivably supposed to serve; though of course, if the historical scholarship were an end in itself, as historians might well consider it to be, it need not entertain the idea of ever putting a term to its labors. A good impression of the volume of historical learning now available for the students of English may be quickly had from inspecting a few chapters of the Cambridge History, with the bibliographies. Or, better, from inspecting one of a large number of works which have come in since the Cambridge History: the handbooks, which tell all about the authors, such as Chaucer, Shakespeare, Milton, and carry voluminous bibliographies; or the period books, which tell a good deal about whole periods of literature.
To those who are aesthetically minded among students, the rewards of many a historical labor will have to be disproportionately slight. The official Chaucer course is probably over ninety-five per cent historical and linguistic, and less than five per cent aesthetic or critical. A thing of beauty is a joy forever. But it is not improved because the student has had to tie his tongue before it. It is an artistic object, with a heroic human labor behind it, and on these terms it calls for public discussion. The dialectical possibilities are limitless, and when we begin to realize them we are engaged in criticism.
What is criticism? Easier to ask, What is criticism not? It is an act now notoriously arbitrary and undefined. We feel certain that the critical act is not one of those which the professors of literature habitually perform, and cause their students to perform. And it is our melancholy impression that it is not often cleanly performed in those loose compositions, by writers of perfectly indeterminate qualifications, that appear in print as reviews of books.
Professor Crane excludes from criticism works of historical scholarship and of Neo-Humanism, but more exclusions are possible than that. I should wish to exclude:
1. Personal registrations, which are declarations of the effect of the art-work upon the critic as reader. The first law to be prescribed to criticism, if we may assume such authority, is that it shall be objective, shall cite the nature of the object rather than its effects upon the subject. Therefore it is hardly criticism to assert that the proper literary work is one that we can read twice; or one that causes in us some remarkable physiological effect, such as oblivion of the outer world, the flowing of tears, visceral or laryngeal sensations, and such like; or one that induces perfect illusion, or brings us into a spiritual ecstasy; or even one that produces a catharsis of our emotions. Aristotle concerned himself with this last in making up his definition of tragedy—though he did not fail to make some acute analyses of the objective features of the work also. I have read that some modern Broadway producers of comedy require a reliable person to seat himself in a trial audience and count the laughs; their method of testing is not so subtle as Aristotle's, but both are concerned with the effects. Such concern seems to reflect the view that art comes into being because the artist, or the employer behind him, has designs upon the public, whether high moral designs or box-office ones. It is an odious view in either case, because it denies the autonomy of the artist as one who interests himself in the artistic object in his own right, and likewise the autonomy of the work itself as existing for its own sake. (We may define a chemical as something which can effect a certain cure, but that is not its meaning to the chemist; and we may define toys, if we are weary parents, as things which keep our children quiet, but that is not what they are to engineers.) Furthermore, we must regard as uncritical the use of an extensive vocabulary which ascribes to the object properties really discovered in the subject, as: moving, exciting, entertaining, pitiful; great, if I am not mistaken, and admirable, on a slightly different ground; and, in strictness, beautiful itself.
2. Synopsis and paraphrase. The high school classes and the women's clubs delight in these procedures, which are easiest of all the systematic exercises possible in the discussion of literary objects. I do not mean that the critic never uses them in his analysis of fiction and poetry, but he does not consider plot or story as identical with the real content. Plot is an abstract from content.
3. Historical studies. These have a very wide range, and include studies of the general literary background; author's biography, of course with special reference to autobiographical evidences in the work itself; bibliographical items; the citation of literary originals and analogues, and therefore what, in general, is called comparative literature. Nothing can be more stimulating to critical analysis than comparative literature. But it may be conducted only superficially, if the comparisons are perfunctory and mechanical, or if the scholar is content with merely making the parallel citations.
4. Linguistic studies. Under this head come those studies which define the meaning of unusual words and idioms, including the foreign and archaic ones, and identify the allusions. The total benefit of linguistics for criticism would be the assurance that the latter was based on perfect logical understanding of the content, or "interpretation." Acquaintance with all the languages and literatures in the world would not necessarily produce a critic, though it might save one from damaging errors.
5. Moral studies. The moral standard applied is the one appropriate to the reviewer; it may be the Christian ethic, or the Aristotelian one, or the new proletarian gospel. But the moral content is not the whole content, which should never be relinquished.
6. Any other special studies which deal with some abstract or prose content taken out of the work. Nearly all departments of knowledge may conceivably find their own materials in literature, and take them out. Studies have been made of Chaucer's command of mediaeval sciences, of Spenser's view of the Irish question, of Shakespeare's understanding of the law, of Milton's geography, of Hardy's place-names. The critic may well inform himself of these materials as possessed by the artist, but his business as critic is to discuss the literary assimilation of them.
With or without such useful exercises as these, probably assuming that the intelligent reader has made them for himself, comes the critical act itself.
Mr. Austin Warren, whose writings I admire, is evidently devoted to the academic development of the critical project. Yet he must be a fair representative of what a good deal of academic opinion would be when he sees no reason why criticism should set up its own house, and try to dissociate itself from historical and other scholarly studies; why not let all sorts of studies, including the critical ones, flourish together in the same act of sustained attention, or the same scheduled "course"? But so they are supposed to do at present; and I would only ask him whether he considers that criticism prospers under this arrangement. It has always had the chance to go ahead in the hands of the professors of literature, and it has not gone ahead. A change of policy suggests itself. Strategy requires now, I should think, that criticism receive its own charter of rights and function independently. If he fears for its foundations in scholarship, the scholars will always be on hand to reprove it when it tries to function on an unsound scholarship.
I do not suppose the reviewing of books can be reformed in the sense of being turned into pure criticism. The motives of the reviewer are as much mixed as the performance, and indeed they condition the mixed performance. The reviewer has a job of presentation and interpretation as well as criticism. The most we can ask of him is that he know when the criticism begins, and that he make it as clean and definitive as his business permits. To what authority may he turn?
I know of no authority. For the present each critic must be his own authority. But I know of one large class of studies which is certainly critical, and necessary, and I can suggest another sort of study for the critic's consideration if he is really ambitious.
Studies in the technique of the art belong to criticism certainly. They cannot belong anywhere else, because the technique is not peculiar to any prose materials discoverable in the work of art, nor to anything else but the unique form of that art. A very large volume of studies is indicated by this classification. They would be technical studies of poetry, for instance, the art I am specifically discussing, if they treated its metric; its inversions, solecisms, lapses from the prose norm of language, and from close prose logic; its tropes; its fictions, or inventions, by which it secures "aesthetic distance" and removes itself from history; or any other devices, on the general understanding that any systematic usage which does not hold good for prose is a poetic device.
A device with a purpose: the superior critic is not content with the compilation of the separate devices; they suggest to him a much more general question. The critic speculates on why poetry, through its devices, is at such pains to dissociate itself from prose at all, and what it is trying to represent that cannot be represented by prose.
I intrude here with an idea of my own, which may serve as a starting point of discussion. Poetry distinguishes itself from prose on the technical side by the devices which are, precisely, its means of escaping from prose. Something is continually being killed by prose which the poet wants to preserve. But this must be put philosophically. Philosophy sounds hard, but it deals with natural and fundamental forms of experience.
The critic should regard the poem as nothing short of a desperate ontological or metaphysical manoeuvre. The poet himself, in the agony of composition, has something like this sense of his labors. The poet perpetuates in his poem an order of existence which in actual life is constantly crumbling beneath his touch. His poem celebrates the object which is real, individual, and qualitatively infinite. He knows that his practical interests will reduce this living object to a mere utility, and that his sciences will disintegrate it for their convenience into their respective abstracts. The poet wishes to defend his object's existence against its enemies, and the critic wishes to know what he is doing, and how. The critic should find in the poem a total poetic or individual object which tends to be universalized, but is not permitted to suffer this fate. His identification of the poetic object is in terms of the universal or commonplace object to which it tends, and of the tissue, or totality of connotation, which holds it secure. How does he make out the universal object? It is the prose object, which any forthright prosy reader can discover to him by an immediate paraphrase; it is a kind of story, character, thing, scene, or moral principle. And where is the tissue that keeps it from coming out of the poetic object? That is, for the laws of the prose logic, its superfluity; and I think I would say, even its irrelevance.
A poet is said to be distinguishable in terms of his style. It is a comprehensive word, and probably means: the general character of his irrelevances, or tissues. All his technical devices contribute to it, elaborating or individualizing the universal, the core-object; likewise all his material detail. For each poem even, ideally, there is distinguishable a logical object or universal, but at the same time a tissue of irrelevance from which it does not really emerge. The critic has to take the poem apart, or analyse it, for the sake of uncovering these features. With all the finesse possible, it is rude and patchy business by comparison with the living integrity of the poem. But without it there could hardly be much understanding of the value of poetry, or of the natural history behind any adult poem.
The language I have used may sound too formidable, but I seem to find that a profound criticism generally works by some such considerations. However the critic may spell them, the two terms are in his mind: the prose core to which he can violently reduce the total object, and the differentia, residue, or tissue, which keeps the object poetical or entire. The character of the poem resides for the good critic in its way of exhibiting the residuary quality. The character of the poet is defined by the kind of prose object to which his interest evidently attaches, plus his way of involving it firmly in the residuary tissue. And doubtless, incidentally, the wise critic can often read behind his poet's public character his private history as a man with a weakness for lapsing into some special form of prosy or scientific bondage.
Similar considerations hold, I think, for the critique of fiction, or of the non-literary arts. I remark this for the benefit of philosophers who believe, with propriety, that the arts are fundamentally one. But I would prefer to leave the documentation to those who are better qualified.